SecuritiesWe have handled a number of matters involving the application of federal and state securities law, including private placement memoranda involving both real estate and other businesses. We are familiar with all aspects of securities, including Initial Public Offerings, private placements, and the new “crowdfunding” options provided by recent amendments to the federal securities laws.
One of our “Of Counsel” attorneys, Mark L. Rosenberg, has represented a number of companies in preparing these types of documents, and in securities matters generally, including both state and federal securities issues. Mr. Rosenberg has also represented clients in investigations conducted by the Securities and Exchange Commission (SEC), the Financial Institutions Regulatory Authority (FINRA), and the Maryland Office of Securities. Prior to joining Bregman, Berbert, Schwartz & Gilday, Mr. Rosenberg filed and completed public offerings for companies at the SEC.